Shield is an eComms compliance platform covering eComms data management and surveillance for regulated global financial institutions


At Shield, we’ve built is a cross-regulation eComms compliance platform that utilizes AI, Natural Language Processing and Visualization capabilities to automate and orchestrate the complete communications compliance lifecycle, mitigate risk and make surveillance is efficient and ROI driven. ​

Shield solves many of the electronic communications compliance challenges firms are facing today. From eComms data management, investigations, trade reconstruction and AI powered proactive surveillance to mitigate Market Abuse, keep Employee Conduct and secure Information Sharing.


Shield is helping financial firms when it comes to working remote specifically for compliance teams within capital market driven firms. Compliance and surveillance teams need to have secure access to the heavily fragile eComms data to perform proper supervision and monitoring, which can often be extremely tricky if no such measures are already in place. With the market being extremely volatile during a pandemic such as COVID-19, it opens the doors to fraudulent activity, especially when rouge traders are working on their home network, most probably using mobile and/or forms of social media that might not be within supervision guidelines. Shield responds to all of these challenges by working with our customers to securely capture any type of electronic communication (including voice) and provides a collaborative, user friendly access to the crucial data that compliance teams need, on cloud or on prem to monitor potential market abuse from the office or at home.


Shield is an eComms platform that automates compliance procedures and workflows, where surveillance and monitoring can be seamless; from searching, to managing, and to detecting suspicious behavior within capital markets. Baring in mind the need to flexibly work remotely and securely, Shield’s platform can be seamlessly integrated in a few weeks time saving compliance costs and increasing ROI.


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